need patient approval for case report

by Ms. Christelle Wiza 8 min read

Case Report Publication Guidance: IRB Review and …

18 hours ago Investigators who wish to publish case report data with HIPAA identifiers will need to obtain from the patient a signed HIPAA compliant authorization. This authorization does not need to be submitted to the IRB for review. The appropriate authorization form for use with a single case report may be found on the HIPAA web site HERE. >> Go To The Portal


When case reports describe or discuss unique or rare circumstances, as they often do, it may be difficult or impossible to de-identify those cases such that there is no reasonable expectation that the individuals included can be identified, so patient authorization generally would be required.

Investigators who wish to publish case report data with HIPAA identifiers will need to obtain from the patient a signed HIPAA compliant authorization. This authorization does not need to be submitted to the IRB for review.

Full Answer

Should case reports be published without consent of the patient?

Historically, case reports were published without consent of the patient. However, standards have been evolving in law and ethics such that consent should now be viewed as mandatory. The remainder of the present commentary provides justification for this assertion.

Do I need ethical approval to submit a case report?

For Case Report or case series, ethical is not needed, consent is needed in the consent form. You have to submit that form to the journal. most journals do not ask for ethical approval however patient consent is definitely required. I think that is a question you should ask to the approval body at your school.

What is a case report in medicine?

Case reports in medicine are fundamentally individual patient stories generally describing unique or unexpected findings in terms of disease or treatment. Anecdotally based, they are considered to be less rigorous an evidentiary base than other types of research.

When to document changes in clinical symptoms in case report?

-during and after the intervention phase, e.g. if there is some remarkable change in the clinical symptoms while trying out a new strategy of management and want to document it in the case report.

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Do you need patient permission for case reports?

Although not technically required, especially if the case report does not include any identifying information, some journals require informed consent for all case reports before publishing. The CARE guidelines recommend obtaining informed consent AND the patient's perspective on the treatment/outcome (if possible).

Do case reports require ethical approval?

Case reports and studies intended for quality improvement are often considered not research and do not need IRB approval. Nevertheless, there should be some processes of clearing those studies with respect to ethical handling of patients and related data.

How do you consent a patient to a case report?

For a patient's consent to publication of information about them in a journal or thesisThe Information will be published without my name/child's name/relatives name attached and every attempt will be made to ensure anonymity. ... The Information may be published in a journal which is read worldwide or an online journal.More items...

What qualifies as a case report?

A case report is a detailed report of the symptoms, signs, diagnosis, treatment, and follow-up of an individual patient. Case reports usually describe an unusual or novel occurrence and as such, remain one of the cornerstones of medical progress and provide many new ideas in medicine.

Why is informed consent not required in retrospective studies?

Although most institutions require IRB approval, consent is usually not required as the IRB will ensure that steps are taken to ensure the anonymity of the data. The answer would be "it depends" on what you mean by retrospective.

Do you need informed consent for retrospective studies?

A: Yes. Approval from a formally constituted review board (Institutional Review Board or ethics committee) is required for all studies involving people, medical records, and human samples. Q: Do I need patient consent for the use of retrospective data? A: Informed consent by participants should always be sought.

Is informed consent required?

Informed consent is required for any investigation or treatment proposed to a patient. Understanding of the nature of procedure, benefits and risks are the cornerstones of informed consent. While autonomy is one of the four main ethical principles, I argue that there is no absolute right to autonomy or consent.

What is patient consent form?

A document with important information about a medical procedure or treatment, a clinical trial, or genetic testing. It also includes information on possible risks and benefits. If a person chooses to take part in the treatment, procedure, trial, or testing, he or she signs the form to give official consent.

What is a consent letter?

A consent letter is a formal letter written by one person or party to seek permission from another person or party. Writing a consent letter is important in order to take permission to initiate an action.

What is the purpose of the case report form?

A Case Report Form (CRF) is a printed or electronic document that is created and used in clinical trial research to capture standardised clinical data from each patient separately and to transfer it to Data Management.

What is difference between case and patient?

In sum, a case is an occurrence of a clinical condition, and a patient is an individual with a clinical condition. Additionally, a case is presented or reported, whereas a patient is described. The distinction between the two terms may seem clear when composing a single sentence with a single instance.

What is a patient case presentation?

A patient case presentation is a demonstration of a learner's knowledge and skills related to the management of disease states and drug therapies through application to an actual patient case. Typical Information Included in a Patient Case Presentation. 1.

What is required to submit a case report?

Journals often have specific requirements for publishing case reports, which could include a requirement for informed consent, a letter or statement from the IRB and other things.

What should I do after writing a case report?

Once you have written a draft of the case report, you should seek feedback on your writing, from experts in the field if possible, or from those who have written case reports before .

Why is it important to write a case report?

the reason you would go to the trouble of writing one, is that the case is sufficiently unique, rare or interesting such that other medical professionals will learn something from it.

Do I need IRB approval for case reports?

If this is true for your case report, then it most likely does not require IRB approval because it not considered research. If you have more than one patient, your study could qualify as a Case Series, which would require IRB review. If you have questions, you chould check your local IRB's guidelines on reviewing case reports.

Does CHM have funding for publication?

It is best practice to check the journal's Info for Authors section or Author Center to determine what the cost is to publish. CHM does NOT have funds to support publication costs, so this is an important step if you do not want to pay out of pocket for publishing.

Is it free to publish a case report?

Be aware that it may not be free to publish your case report. Many journals charge publication fees. Of note, many open access journals charge author fees of thousands of dollars. Other journals have smaller page charges (i.e. $60 per page), and still others will publish for free, with an "open access option".

Do you need informed consent for a case report?

Although not technically required, especially if the case report does not include any identifying information, some journals require informed consent for all case reports. The CARE guidelines recommend obtaining informed consent AND the patient's perspective on the treatment/outcome (if possible).

Where to find HIPAA authorization form?

The HIPAA authorization form used to obtain a patient’s authorization to use and disclose PHI for a single case report may be found at the JH Privacy Office website at: Use of Protected Health Information in a Case Report (A.2.1.v)

What is a single case report?

A single, retrospective case report is an activity intended to develop information to be shared for medical and educational purposes. Under JHM policy, a “single case report” is a retrospective analysis of one, two, or three clinical cases but is not research that must be approved by the IRB. (If more than three cases are involved in ...

Do you have to submit a HIPAA authorization to the IRB?

It is not necessary to submit this authorization form to the IRB for review.

Do I need IRB approval for PHI?

Although IRB approval is not required, certain HIPAA Privacy Rule requirements apply to the use and disclosure of PHI for a single case report: Investigators who remove HIPAA identifiers from the case report data prior to disclosure of the data (e.g., prior to submission of the case report to a journal) do not need to obtain a signed privacy ...

What is case study ethics?

Case studies typically involves an ethical clearance committee looking at the research aims and methodologies of researchers to make sure that the research will be conducted in a way that protects the dignity, rights and safety of the research participants, and that the research design is ethically sound and is likely to render the anticipated results.

What are the two types of case reports?

As we all know, there are two types or sometims three types of CASE REPORT. 1. A case report with initial intention only to treat and not for research. 2. (a). Case report with initial intention to treat and for research and with apriori knowledege of the participant. 2 (b).

Can you get ethics clearance for a case report?

It is always a good option to proceed with formal ethical clearance for any type of research including case report though for individual case report (applicable for private setting) you can proceed with unit/ department clearance (written permission) with written informed consent of the case/ carer, guardian.

Does BMC require ethical clearance?

The B MC Medical ethics for case report has not given any requirement for taking ethical clearance. But it is strongly recommended to optain written and signed informed consent from patient/ guardians for publishing the case report.

Do you need to have informed consent before doing research?

In the second and third case (2a&b), it is necessary to have ethical clearance and obtain informed consent before the research. Ethical clearance is required for most scientific (and other) research, especially when it involves human participants, and may range from a low-risk review to a more full consent process.

Do universities have IRB?

It is very essential that any research conducted will follow certain guidelines. Universities will have IRB and all projects defined by the IRB as “research” involving “human participants” must be reviewed and approved by the IRB before any research activities involving potential participants are initiated.

Is consent required for a case without obtaining data from the employer?

In case, one has written the case without obtaining data from the employer/manager, but only on the basis of secondary data, or by interviewing managers anonymously then no such consent is required. Then, it comes under the freedom of speech and expression.

Popular Answers (1)

most journals do not ask for ethical approval however patient consent is definitely required.

All Answers (25)

I think that is a question you should ask to the approval body at your school. What is required might be interpreted differently at different schools.

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