can be an incident report part of patient' permanent record?

by Dr. Kian Emard I 9 min read

Reporting Patient Incidents: A Best Practices Guide - i-Sight

14 hours ago  · A patient incident report, according to Berxi, ... Should a patient take legal action following their incident, a thorough incident report is the most important part of any defense. Thus, all reports should be timely, complete and accurate. ... In order to record the most accurate account of the incident, maintain an objective tone. ... >> Go To The Portal


Incident reports are not part of the patient record. Only clinically pertinent incident related information should be entered in the patient record. Put time and date on all entries in the medical record.

Full Answer

Is the incident report part of the patient's medical record?

The incident report is not a part of the patient's medical record. In most courts, the incident report is protected from discovery by the opposing attorneys. If you document the incident report in the patient's medical record, you've lost that protection.

Do you need to file an incident report?

When a situation is significant—resulting in an injury to a person or damage to property—it’s obvious that an incident report is required. But many times, seemingly minor incidents go undocumented, exposing facilities and staff to risk.

Is the incident report protected from discovery?

In most courts, the incident report is protected from discovery by the opposing attorneys. If you document the incident report in the patient's medical record, you've lost that protection.

What happens if you don’t report an incident in nursing?

Without proper documentation of the incident, there’s no way to make these important decisions effectively. As a nurse, you have a duty to report any incident about which you have firsthand knowledge. Failure to do so could lead to termination. It could also expose you to liability, especially in cases of patient injury.

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Are incident reports placed in a patient's file?

The report is a risk management or administrative document and not part of the patient's record. By including it in a patient's record, lawyers may argue that the report is part of the medical record and should be turned over to the legal team.

How is an incident report recorded in the patient's medical record?

- The incident report is filed separately from the medical record with the original usually being sent to the legal counsel for the facility and a copy stored in the Quality Assessment Department or the Risk management department.

What are the 4 types of incident reports?

Common Types of Incident ReportsWorkplace. Workplace incident reports detail physical events that happen at work and affect an employee's productivity. ... Accident or First Aid. ... Safety and Security. ... Exposure Incident Report.

What is an incident report and when should it be completed?

Incident reporting is the process of documenting all worksite injuries, near misses, and accidents. An incident report should be completed at the time an incident occurs no matter how minor an injury is.

What should not be included in a patient medical record?

The following is a list of items you should not include in the medical entry:Financial or health insurance information,Subjective opinions,Speculations,Blame of others or self-doubt,Legal information such as narratives provided to your professional liability carrier or correspondence with your defense attorney,More items...•

What is incident reporting in healthcare?

Incident reporting (IR) in health care has been advocated as a means to improve patient safety. The purpose of IR is to identify safety hazards and develop interventions to mitigate these hazards in order to reduce harm in health care.

What is the difference between incident report and accident report?

What is the difference between accidents and incidents? An accident is an event that has unintentionally happened, that results in damage, injury or harm. An incident is an event that has unintentionally happened, but this may not result in damage, harm or injury. Therefore, every accident can be an incident.

What is the purpose of an incident report?

The purpose of the incident report is to document the exact details of the occurrence while they are fresh in the minds of those who witnessed the event. This information may be useful in the future when dealing with liability issues stemming from the incident.

What kind of incidents should be recorded?

When should an incident be reported? All incidents, near-misses and injuries should be reported immediately. The incident reporting process will determine the follow-up required, if any. The employee should not have to make a guess as to whether “their issue or incident” is worthy of an incident report.

What is the difference between record and report?

Explanation: The distinction between a record and a report as nouns is that a record is an item of information stored in a temporary or permanent physical medium, but a report is a piece of information summarising, or an account of, specific events supplied or presented to someone.

What is the purpose of an incident report in nursing?

Incident reports are used to communicate important safety information to hospital administrators and keep them updated on aspects of patient care for the following purposes: Risk management. Incident report data is used to identify and eliminate potential risks necessary to prevent future mistakes.

When must an incident report be filled in and who should it be submitted to?

The person involved, or if they are unable to do so, a person on their behalf shall report an incident to their supervisor/manager as soon as possible and submit a report within 48 hours of its occurrence using the online Hazard/Incident Reporting & Investigation System.

When is an incident report required?

When a situation is significant—resulting in an injury to a person or damage to property —it’s obvious that an incident report is required. But many times, seemingly minor incidents go undocumented, exposing facilities and staff to risk. Let’s discuss three hypothetical situations.

What happens when incident reports are filled out properly?

If the incident report has been filled out properly with just the facts, there should be no reason to be concerned about how it’s used. The danger comes only when incident reports contain secondhand information, conjecture, accusations, or proposed preventive measures that do not belong in these reports.

How to write an incident report?

In determining what to include in an incident report and which details can be omitted, concentrate on the facts.#N#Describe what you saw when you arrived on the scene or what you heard that led you to believe an incident had taken place. Put secondhand information in quotation marks, whether it comes from a colleague, visitor, or patient, and clearly identify the source.# N#Include the full names of those involved and any witnesses, as well as any information you have about how, or if, they were affected .#N#Add other relevant details, such as your immediate response—calling for help, for example, and notifying the patient’s physician. Include any statement a patient makes that may help to clarify his state of mind, as well as his own contributory negligence.#N#It’s equally important to know what does not belong in an incident report.#N#Opinions, finger-pointing, and conjecture are not helpful additions to an incident report.#N#Do not:

Why is incident reporting important?

An incident report invariably makes its way to risk managers and other administrators, who review it rapidly and act quickly to change any policy or procedure that appears to be a key contributing factor to the incident. The report may also alert administration that a hospital representative should talk to a patient or family to offer assistance, an explanation, or other appropriate support. That’s an important function because such communication can be the balm that soothes the initial anger—and prevents a lawsuit.

Why is it important to file incident reports?

Filing incident reports that are factually accurate is the only way to help mitigate potentially disastrous situations arising from malpractice and other lawsuits. It’s your responsibility to record unexpected events that affect patients, colleagues, or your facility, regardless of your opinion of their importance.

Why is it important to talk to a hospital representative?

That’s an important function because such communication can be the balm that soothes the initial anger —and prevents a lawsuit.

What is not a good addition to an incident report?

It’s equally important to know what does not belong in an incident report. Opinions, finger-pointing, and conjecture are not helpful additions to an incident report. Do not: Offer a prognosis. Speculate about who or what may have caused the incident. Draw conclusions or make assumptions about how the event unfolded.

What to include in an incident report?

Incident report has all of that, PLUS it looks at what could have contributed to it and what could be fixed. In addition to all the of the above, the incident report would include: 1 What medications the patient was on (medication list) 2 Who was involved (Nurses Y and Z was caring for the patient at the time) 3 Lapses--accidental or intentional--in care (Nurse Y didn't check the BP before giving that AM Norvasc) 4 Possible contributing factors (3 antihypertensives PLUS Zyrexa? Why didn't patient call for help if he felt dizzy? Did someone even educate the patient to do this?) 5 How it could have been corrected (move patient closer to nurses' station to keep a better eye out, have MD review meds to see if he really needs 3 HTN meds)

What is medical record?

Medical record has the facts & the treatment. There is no musing about what could have caused it, no finger-pointing or assigning blame, no troubleshooting other than documenting what interventions you did (e.g., educated patient, used bed alarm, etc.).

Is incident report part of medical record?

Incident reports are NOT part of a medical record. Take your patient fall. The medical record is going to summarize the facts of what happened and the medical treatment rendered. "Patient found on floor of the room bleeding from a 2cm laceration to their left temple. Patient stated they got dizzy and fell.

How long does it take to file an incident report?

Usually, nurses or other hospital staff file the report within 24 to 48 hours after the incident occurred. The outcomes improve by recording incidents while the memories of the event are still fresh.

Why is incident reporting important?

Improving patient safety is the ultimate goal of incident reporting. From enhancing safety standards to reducing medical errors, incident reporting helps create a sustainable environment for your patients. Eventually, when your hospital offers high-quality patient care, it will build a brand of goodwill.

What is an incident in healthcare?

An incident is an unfavourable event that affects patient or staff safety. The typical healthcare incidents are related to physical injuries, medical errors, equipment failure, administration, patient care, or others. In short, anything that endangers a patient’s or staff’s safety is called an incident in the medical system.

Why is reporting important in healthcare?

Reporting can also make healthcare operations more economically effective. By gathering and analyzing incident data daily, hospitals’ can keep themselves out of legal troubles. A comprehensive medical error study compared 17 Southeastern Asian countries’ medical and examined how poor reporting increases the financial burden on healthcare facilities.

What is clinical risk management?

Clinical risk management, a subset of healthcare risk management, uses incident reports as essential data points. Risk management aims to ensure the hospital administrators know their institution performance and identify addressable issues that increase their exposure.

What are near miss incidents?

#2 Near Miss Incidents 1 A nurse notices the bedrail is not up when the patient is asleep and fixes it 2 A checklist call caught an incorrect medicine dispensation before administration. 3 A patient attempts to leave the facility before discharge, but the security guard stopped him and brought him back to the ward.

How much of healthcare is wasted?

Even the World Health Organisation (WHO) has estimated that 20-40% of global healthcare spending goes waste due to poor quality of care. This poor healthcare quality leads to the death of more than 138 million patients every year. Patient safety in hospitals is in danger due to human errors and unsafe procedures.

What is incident report?

An incident report (also called an event report or occurrence report) is a formal report written by practitioners, nurses, or other staff members. It serves two purposes: * to inform facility administrators of incidents that allow the risk management team to consider changes that might prevent similar incidents.

What should be included in a medical record?

The medical record documentation, completed close to the time of the incident report, should contain only factual, objective, descriptive documentation relative to the patient's condition and response to the incident. Never try to hide or cover up a mistake.

Why is it important to document what happened right away?

Because memories fade relatively quickly after an event occurs and critical components may be forgotten, it's vital to document what happened right away. An incident report is factual and complete; it doesn't include excuses for behavior or actions. The incident report is not a part of the patient's medical record.

Is an incident report a part of a patient's medical record?

The incident report is not a part of the patient's medical record. In most courts, the incident report is protected from discovery by the opposing attorneys. If you document the incident report in the patient's medical record, you've lost that protection.

Why is it important to keep your medical records up to date?

Keep your records up-to-date in order to provide the best resource for patient care and evidence that appropriate and timely care was provided. Clinically pertinent information. The medical record is a primary mechanism for providing continuity and communication among all practitioners involved in a patient's care.

What is current complete records?

Current, complete records which assist diagnosis and treatment, and which communicate pertinent information to other caregivers also provide excellent records for risk management purposes.

What should not be documented in Massachusetts?

What should not be documented. Derogatory or discriminatory remarks. In Massachusetts, patients have the right to access both office and institutional medical records and may be sensitive to notes they view as disrespectful or prejudicial. Include socio-economic information only if relevant to patient care.

Can incomplete documentation impede patient care?

Missing, incomplete, or illegible documentation can seriously impede patient care and the defense of a malpractice claim, even when the care was appropriate. The following advice on documentation includes issues identified through analysis of malpractice claims. The most current information.

Can a patient's perceptions be inaccurately reported?

In addition, the patient's perceptions and recollections may be inaccurately reported. If, after complete information is considered, you do judge your patient's prior care to have been flawed, a factual summary of clinical events and honest answering of patient inquiries is advised.

Can you alter medical records?

Do not alter existing documentation or withhold elements of a medical record once a claim emerges. Periodically a physician defendant fails to heed this age-old advice. The plaintiff's attorney usually already has a copy of the records and the changes are immediately obvious.

Is incident report part of patient record?

Incident reports are not part of the patient record. Only clinically pertinent incident related information should be entered in the patient record. Put time and date on all entries in the medical record. Notes should be contemporaneous. Label added information as addendum and indicate when it was entered.

When should an incident report be shared?

Only prepare an "incident report" when no harm came to the patient and litigation is not even remotely expected. If the patient incurred injury as a result of an incident, or the hospital staff believe litigation is possible, then the information should be shared only with the hospital attorney's office.

Why are incident reports not privileged?

In summary, the Virginia Supreme Court held that incident reports presented to the hospital's quality control committee were not privileged under the states' peer review statutes because they were factual information collected in the ordinary course of business and operations of the hospital. 1.

Why did the hospital move the case to federal court?

The hospital's reasons for moving the case to federal court aren't known from the court opinion, and it's possible they outweighed the loss of the peer review protections ; however, this case highlights the risk and the issues one must consider before fleeing state court juries or judges.

What is Long v. Women and Infant Hospital?

Women and Infant Hospital of Rhode Island.7 In this wrongful death action, the plaintiff parents filed a motion to compel the hospital to produce an occurrence screen that was prepared by a nurse after their prematurely-born son died during treatment in the hospital's neonatal intensive care unit.

What is QCCR in medical terms?

The court determined that the QCCR, or incident report, was a written documentation of the circumstances of Johnson's fall kept in the normal course of business — a factual recitation of a fall that occurred during Johnson's hospitalization and the immediate action taken when Johnson was found on the floor.

Is patient care incident information confidential?

The court stated that "factual patient care incident information does not contain or reflect any committee discussion or action by the committee reviewing the information and is not the type of information that must 'necessarily be confidential' to allow participation in the peer or quality assurance review process.".

Is incident report a proceeding, minutes, or other communication?

The court then noted that the incident report at issue was not a document generated by a peer review or other quality care committee referred to in the statute; therefore, it was not a proceeding, minutes, report, or other communication "of" or "originating in" such committees.

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