how to tell a patient you are issuing a mandatory report sample

by Wilford Torphy 8 min read

Example Template Confidentiality and Mandated Reporting …

33 hours ago Mandated Reporters must report suspected child abuse or neglect. If you are a mandated reporter you must inform clients what that means before you speak with them. In the event that a client is seeking advocacy is suspected of child abuse and/or child sexual abuse, the mandated reporter shall inform the client prior to reporting and advise them of >> Go To The Portal


What is mandated reporting?

Mandated reporting refers to the legal obligation to report abuse. Mandated reporters are individuals or agencies that are legally required to make these reports. In the United States, mandated reporting laws vary significantly.

What is mandatory reporting and how does it affect nurses?

It is important to recognize that the intent of mandatory reporting is not to punish nurses, but to ensure public safety within a framework that supports nurses to return to safe practice where possible. In the event of an investigation, the information will be reviewed by the Inquiries Complaints Resolution Committee (ICRC).

Do you have a mandatory reporting obligation to the CNO?

This means that if you have received information from any source that a patient described a specific incident of sexual abuse, then you have a mandatory reporting obligation to the CNO. Reporting should be not delayed as the obligation to report is not dependent on the outcome of the facility or employer investigation.

Where can I look up mandated reporting laws for my state?

In the United States, mandated reporting laws vary significantly. The Rape, Abuse, and Incest National Network (RAINN) allows you to look up mandated reporting laws for your state. Who Is a Mandated Reporter?

Why is mandatory reporting required?

Mandatory reporting of persons believed to be at imminent risk for committing violence or attempting suicide can pose an ethical dilemma for physicians, who might find themselves struggling to balance various conflicting interests. Legal statutes dictate general scenarios that require mandatory reporting to supersede confidentiality requirements, but physicians must use clinical judgment to determine whether and when a particular case meets the requirement. In situations in which it is not clear whether reporting is legally required, the situation should be analyzed for its benefit to the patient and to public safety. Access to firearms can complicate these situations, as firearms are a well-established risk factor for violence and suicide yet also a sensitive topic about which physicians and patients might have strong personal beliefs.

How does a firearm affect a physician?

Depending on their personal experience with guns, physicians might have varying levels of concern about or comfort with the implications of a firearm’s involvement in a given case . They might also be hesitant to question a patient further on the topic, as they might be concerned about offending the patient by asking about what many perceive to be a private issue. However, ascertaining the types of guns owned, how they are stored, and if the patient has any intentions of using them are important components of risk assessment.

When was the HIPAA Act passed?

In 1996 , the federal government passed the Health Insurance Portability and Accountability Act ( HIPAA) to standardize the expectations of patient confidentiality surrounding protected health information (PHI), which comprises any health care information that can be linked to a specific individual, such as diagnostic or treatment information [4]. With this increased regulation came increased sanctions for violations and physicians’ growing concerns about both their ethical and legal duties concerning confidentiality [5]. However, HIPAA’s implementing regulations describe particular exceptions in which it is appropriate to break confidentiality, particularly in circumstances when a failure to do so could result in harm to the patient or to society [6].

Can a physician tell a patient that the information will be shared with another party?

In many cases, physicians might choose to tell the patient, as Dr. B did, that the information will be shared with another party.

Do medical laws fit into real life cases?

Despite their attempts at specificity, these laws often do not fit neatly onto real-life patient cases. In some jurisdictions, the statements made by the patient can meet the threshold at which a physician is mandated to report in order to warn or protect a potential victim.

How long do you have to file a report?

Mandatory reports must be filed within 30 days after the occurrence happens. However, reports must be made immediately if there are reasonable grounds to believe that: 1 the professional will c ontinue to sexually abuse the patient or other patients; or 2 the incompetence or the incapacity of the professional is likely to expose patients to harm or injury, and there is urgent need for intervention.

What do facility operators report?

Facility operators must report if: They believe a patient may have been or is being sexually abused by an occupational therapist or other regulated health care professional. They have reason to believe that a regulated health care professional is incompetent or incapacitated.

Why is occupational therapy suspended?

An occupational therapist (or other regulated health care professional) has had their privileges or practice revoked or restricted, or has been suspended or terminated for reasons of professional misconduct, incompetence or incapacity.

When are facility operators required to report to the College?

Explanation. Facility operators are required to report to the College when there is reason to believe that a nurse who practises at the facility is incompetent. The definition of incompetence includes three key components: it must relate to the nurse’s professional care of a patient;

Who has an obligation to report sexual abuse?

All members of regulated health professions, including employers and nurses , have an obligation to report to the relevant regulatory body if there are grounds to believe that a patient has been sexually abused by a health care professional. This means that if you have received information from any source that a patient described a specific incident of sexual abuse, then you have a mandatory reporting obligation to the CNO.

What is Stacy's employer required to do?

Stacy’s employer is required to alert CNO that Stacy is not practicing safely and report details about her termination. After receiving the report, CNO will complete an initial assessment. Once this process is complete, CNO’s Executive Director reviews the report along with any other information gathered about Stacy.

What is an incapacitated nurse?

"Incapacitated" means that the member has a physical or mental condition, and the disorder affects the member’s ability to practise safely. In the preceding scenario, there are several indications that Brenda may have a health condition affecting her practice. The facility should determine if these indicators suggest that Brenda meets both requirements of the definition of incapacitated: (1) that she has a condition or disorder and (2) that her practice warrants some restrictions. Brenda does not need to admit that she is incapacitated. Nor does the facility operator have to “prove” the concerns are true before the obligation to report arises. After the report is filed, the College will assess the information and determine the appropriate regulatory action. If further inquiries regarding Brenda’s health are appropriate, the information will be reviewed by the Inquiries, Complaints and Reports Committee (ICRC).

Why do employers have to report termination of a nurse?

Under the Regulated Health Professions Act, 1991, employers are obligated to report to CNO the termination or the intent to terminate a nurse’s employment for reasons of professional misconduct, incapacity or incompetence.

What are the deficiencies of a nurse?

the deficiencies must be of a nature or to an extent that demonstrates that the nurse is unfit to continue to practise, or that their practice should be restricted.

Does Brenda have to admit she is incapacitated?

Brenda does not need to admit that she is incapacitated.

Who Is a Mandated Reporter?

Since laws vary by state, there are some jurisdictional differences about who is required to make these reports. Typically, this includes the following individuals:

What Are Mandated Reporters Required to Report?

Although states vary on the specifics, mandated reporters exist to ensure safety by reporting suspected abuse. The local department of human services (sometimes called Child Protective Services or Department of Social Services) investigates the report and determines whether intervention is necessary.

What Other Things Might Be Reported?

Sometimes, information might not fall under mandated reporting, but an individual might still disclose it for safety or legal reasons.

A Word From Verywell

The goal of mandated reporting is to ensure safety for vulnerable populations and prevent abuse. To learn more about your state's mandated reporting laws, check your government website. You can learn what circumstances require a report and which professionals and organizations are mandated reporters.

Legal Patient Notification Requirements

I hinted at this section in the introduction of this blog post. In other words, this shouldn’t be that big of a surprise to you.

Example 1: Fresh Off The Presses

After reading the requirements for notification in the previous section, your immediate reaction probably filled you with anxiety.

Example 2: Mail Call

I’m going to continue to refer to the requirements laid out by the TMB throughout the rest of this blog post to help you satisfy its requirements. If your practice isn’t located in Texas, it’s likely that your state has similar stipulations in place.

Example 3: Personal Touch in a Digital Format

One of the best ways to navigate the sensitive scenario where a physician leaves a practice is by having the doctor write a personal memo.

Example 4: Recommend Other Doctors

This example is a little bit different than the others I’ve provided thus far. It isn’t flashy or in a fancy format. However, its beauty lies within its content.

Conclusion

Doctors don’t always stay at the practice they first started practicing medicine under. Although prestigious and highly regulated, being a doctor is a career.

Why do we use resolved patient incident reports?

Using resolved patient incident reports to train new staff helps prepare them for real situations that could occur in the facility. Similarly, current staff can review old reports to learn from their own or others’ mistakes and keep more incidents from occurring. Legal evidence.

How long after incident should you report a patient?

Patient incident reports should be completed no more than 24 to 48 hours after the incident occurred. You may even want to file the report by the end of your shift to ensure you remember all the incident’s important details. RELATED: Near Miss Reporting: Why It’s Important.

Why is it important to review patient incidents?

Reviewing incidents helps administrators know what risk factors need to be corrected within their facilities , reducing the chance of similar incidents in the future.

Why is it important to know that an incident has occurred?

Knowing that an incident has occurred can push administrators to correct factors that contributed to the incident. This reduces the risk of similar incidents in the future. Quality control. Medical facilities want to provide the best care and customer service possible.

Why choose a platform that is web-enabled for quick reporting?

You’ll never miss important details of a patient incident because you can file your report right at the scene. A platform with HIPAA-compliant forms built in makes your workflow more efficient and productive, ensuring patient incidents are dealt with properly.

What to include in an incident report?

Every facility has different needs, but your incident report form could include: 1 Date, time and location of the incident 2 Name and address of the facility where the incident occurred 3 Names of the patient and any other affected individuals 4 Names and roles of witnesses 5 Incident type and details, written in a chronological format 6 Details and total cost of injury and/or damage 7 Name of doctor who was notified 8 Suggestions for corrective action

How long does it take to file a patient incident report?

Patient incident reports should be completed no more than 24 to 48 hours after the incident occurred.

What happens if a therapist fails to take reasonable steps to protect the intended victim from harm?

“If a therapist fails to take reasonable steps to protect the intended victim from harm, he or she may be liable to the intended victim or his family if the patient acts on the threat ,” Reischer said.

Should clients withhold anything from their therapist?

“Clients should not withhold anything from their therapist, because the therapist is only obligated to report situations in which they feel that another individual, whether it be the client or someone else, is at risk,” said Sophia Reed, a nationally certified counselor and transformation coach.

Can a therapist report a patient's intent to harm someone else?

A therapist may be forced to report information disclosed by the patient if a patient reveals their intent to harm someone else. However, this is not as simple as a patient saying simply they “would like to kill someone,” according to Jessica Nicolosi, a clinical psychologist in Rockland County, New York. There has to be intent plus a specific identifiable party who may be threatened.

Do therapists have to disclose information in court?

For instance, Reed noted that even if a wife is cheating on her husband and they are going through a divorce, the therapist has no legal obligation whatsoever to disclose that information in court. The last thing a therapist wants to do is defy their patient’s trust.

Do you have to report child abuse to a therapist?

“If a client experienced child abuse but is now 18 years of age then the therapist is not required to make a child abuse report, unless the abuser is currently abusing other minors,” Mayo said.

Case

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After a painful breakup with his long-time girlfriend, Thomas struggled to get over feeling angry about his girlfriend’s decision to end their relationship. Specifically, Thomas was unable to sleep well, despite trying numerous over-the-counter sleep aids. He decided to make an appointment with Dr. B to get a prescription for som…
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Commentary

  • Since the beginnings of Western medicine in the days of Hippocrates, patient confidentiality has been an important ethical responsibility of the physician. In the Hippocratic Oath, considered by many to be the first known guidelines written for medical ethics, physicians vow that “What I may see or hear in the course of the treatment or even outside of the treatment in regard to the life o…
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Disclosing Protected Health Information

  • In 1996, the federal government passed the Health Insurance Portability and Accountability Act (HIPAA) to standardize the expectations of patient confidentiality surrounding protected health information (PHI), which comprises any health care information that can be linked to a specific individual, such as diagnostic or treatment information . With this increased regulation came inc…
See more on journalofethics.ama-assn.org

Counseling Patients About Firearm Safety

  • Despite their importance in risk assessments, firearms can be a difficult and anxiety-provoking topic for physicians, particularly when they are not personally familiar or comfortable with guns. In such situations, physicians must consider how the firearm might affect their risk assessment. Depending on their personal experience with guns, physicians might have varying levels of conc…
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When Is Reporting Required?

  • Physicians also face the difficult task of deciding whether or not the situation constitutes enough of a risk to breach the patient’s confidentiality. In many cases, physicians might choose to tell the patient, as Dr. B did, that the information will be shared with another party. However, in situations in which this information might further agitate or anger the patient, physicians might decide not …
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Conclusion

  • Physicians might be faced with difficult legal and ethical decisions in cases in which patients appear at risk of violence or suicide, particularly when firearms are involved. Discussions about the risks of firearms should be approached collaboratively so as not to diminish patient rapport. Additionally, physicians should be cognizant of when they are required to report concerns for vio…
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